General information about company
Scrip code	540124
NSE Symbol	GNA
MSEI Symbol	NOTLISTED
ISIN	INE934S01014
Name of the company	G N A AXLES LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2019
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	Yes	Yes
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	14	14274570			14274570	66.5	14274570		14274570	66.5
(B)	Public	22955	7190830			7190830	33.5	7190830		7190830	33.5
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	22969	21465400			21465400	100	21465400		21465400	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				66.5			1710000	11.98	14274570
(B)	Public				33.5					7190828
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100			1710000	7.97	21465398

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		14	14274570			14274570	66.5	14274570		14274570	66.5
Sub-Total (A)(1)			14	14274570			14274570	66.5	14274570		14274570	66.5
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			14	14274570			14274570	66.5	14274570		14274570	66.5
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)	Mutual Funds		4	1948557			1948557	9.08	1948557		1948557	9.08
(c)	Alternate Investment Funds		2	880000			880000	4.1	880000		880000	4.1
(e)	Foreign Portfolio Investors		2	76565			76565	0.36	76565		76565	0.36
(f)	Financial Institutions/ Banks		3	15659			15659	0.07	15659		15659	0.07
Sub-Total (B)(1)			11	2920781			2920781	13.61	2920781		2920781	13.61
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		21487	3192378			3192378	14.87	3192378		3192378	14.87
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		4	358958			358958	1.67	358958		358958	1.67
(e)	Any Other (specify)		1453	718713			718713	3.35	718713		718713	3.35
Sub-Total (B)(3)			22944	4270049			4270049	19.89	4270049		4270049	19.89
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			22955	7190830			7190830	33.5	7190830		7190830	33.5
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			22969	21465400			21465400	100	21465400		21465400	100
Total (A+B+C )			22969	21465400			21465400	100	21465400		21465400	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				66.5			1710000	11.98	14274570
Sub-Total (A)(1)				66.5			1710000	11.98	14274570
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				66.5			1710000	11.98	14274570
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)				9.08					1948557
(c)				4.1					880000
(e)				0.36					76565
(f)				0.07					15659
Sub-Total (B)(1)				13.61					2920781
( 3 )	Non-institutions
(a(i))				14.87					3192376
(a(ii))				1.67					358958
(e)				3.35					718713
Sub-Total (B)(3)				19.89					4270047
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				33.5					7190828
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					21465398
Total (A+B+C )				100			1710000	7.97	21465398

Individuals/Hindu undivided Family
Searial No.	1	2	3	4	5	6	7
Name of the Shareholders (I)	JASVINDER SINGH	RANBIR SINGH	GURDEEP SINGH	MANINDER SINGH	GURSARAN SINGH	MOHINDER KAUR	RACHHPALL SINGH
PAN (II)	AJKPS0269E	ABQPS0692H	ABOPS6805Q	ABOPS6803J	ABQPS0700E	AAUPK7596F	AIZPS6470M
No. of fully paid up equity shares held (IV)	3020400	2764862	2693520	2440300	1739339	531500	502400
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	3020400	2764862	2693520	2440300	1739339	531500	502400
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	14.07	12.88	12.55	11.37	8.1	2.48	2.34
Number of Voting Rights held in each class of securities (IX)
Class eg:X	3020400	2764862	2693520	2440300	1739339	531500	502400
Class eg:y
Total	3020400	2764862	2693520	2440300	1739339	531500	502400
Total as a % of Total Voting rights	14.07	12.88	12.55	11.37	8.1	2.48	2.34
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	14.07	12.88	12.55	11.37	8.1	2.48	2.34
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	500000	430000	430000	0	0	0	350000
As a % of total Shares held (b)	16.55	15.55	15.96	0	0	0	69.67
Number of equity shares held in dematerialized form (XIV)	3020400	2764862	2693520	2440300	1739339	531500	502400
Reason for not providing PAN
Reason for not providing PAN
Shareholder type

Individuals/Hindu undivided Family
Searial No.	8	9	10	11	12	13	14
Name of the Shareholders (I)	KULWIN SEEHRA	KEERAT SEEHRA	HARJINDER KAUR	ASHMEET SEEHRA	JASLEEN KAUR	MANJOT SEEHRA	LOVELEEN KAUR
PAN (II)	BDIPS8417F	DKFPS5927G	AAVPK7896D	CTLPS6072C	AAVPK9968L	EXSPS2694D	AAVPK9893G
No. of fully paid up equity shares held (IV)	212750	212500	141500	7151	4358	2240	1750
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	212750	212500	141500	7151	4358	2240	1750
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.99	0.99	0.66	0.03	0.02	0.01	0.01
Number of Voting Rights held in each class of securities (IX)
Class eg:X	212750	212500	141500	7151	4358	2240	1750
Class eg:y
Total	212750	212500	141500	7151	4358	2240	1750
Total as a % of Total Voting rights	0.99	0.99	0.66	0.03	0.02	0.01	0.01
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	0.99	0.99	0.66	0.03	0.02	0.01	0.01
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	0	0	0	0	0	0	0
As a % of total Shares held (b)	0	0	0	0	0	0	0
Number of equity shares held in dematerialized form (XIV)	212750	212500	141500	7151	4358	2240	1750
Reason for not providing PAN
Reason for not providing PAN
Shareholder type

Individuals/Hindu undivided Family
Searial No.
Name of the Shareholders (I)	Click here to go back
PAN (II)	Total
No. of fully paid up equity shares held (IV)	14274570
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	14274570
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	66.5
Number of Voting Rights held in each class of securities (IX)
Class eg:X	14274570
Class eg:y
Total	14274570
Total as a % of Total Voting rights	66.5
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	66.5
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	1710000
As a % of total Shares held (b)	11.98
Number of equity shares held in dematerialized form (XIV)	14274570
Reason for not providing PAN
Reason for not providing PAN
Shareholder type

Mutual Funds
Searial No.	1	2
Name of the Shareholders (I)	HDFC MUTUAL FUND	SUNDARAM MUTUAL FUND	Click here to go back
PAN (II)	AAATH1809A	AAATS2554B	Total
No. of fully paid up equity shares held (IV)	1184109	501539	1685648
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	1184109	501539	1685648
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	5.52	2.34	7.85
Number of Voting Rights held in each class of securities (IX)
Class eg: X	1184109	501539	1685648
Class eg:y
Total	1184109	501539	1685648
Total as a % of Total Voting rights	5.52	2.34	7.85
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	5.52	2.34	7.85
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	1184109	501539	1685648
Reason for not providing PAN
Reason for not providing PAN

Alternate Investment Funds
Searial No.	1
Name of the Shareholders (I)	SUNDARAM ALTERNATIVE INVESTMENT OPPORTUNITIES FUND	Click here to go back
PAN (II)	AAQAS9168Q	Total
No. of fully paid up equity shares held (IV)	714000	714000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	714000	714000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	3.33	3.33
Number of Voting Rights held in each class of securities (IX)
Class eg: X	714000	714000
Class eg:y
Total	714000	714000
Total as a % of Total Voting rights	3.33	3.33
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	3.33	3.33
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	714000	714000
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4
Category	HUF	Bodies Corporate	Clearing Members	Non-Resident Indian (NRI)
Category / More than 1 percentage	Category	Category	Category	Category
Name of the Shareholders (I)					Click here to go back
PAN (II)					Total
No. of the Shareholders (I)	672	191	67	523	1453
No. of fully paid up equity shares held (IV)	147488	327286	20503	223436	718713
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	147488	327286	20503	223436	718713
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.69	1.52	0.1	1.04	3.35
Number of Voting Rights held in each class of securities (IX)
Class eg: X	147488	327286	20503	223436	718713
Class eg:y
Total	147488	327286	20503	223436	718713
Total as a % of Total Voting rights	0.69	1.52	0.1	1.04	3.35
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0.69	1.52	0.1	1.04	3.35
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	147488	327286	20503	223436	718713
Reason for not providing PAN
Reason for not providing PAN

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interestNamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence