General information about company
Scrip code	540124
NSE Symbol	GNA
MSEI Symbol	NOTLISTED
ISIN	INE934S01014
Name of the company	G N A AXLES LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2020
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	Yes	Yes
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	14	14491546			14491546	67.51	14491546		14491546	67.51
(B)	Public	21913	6973854			6973854	32.49	6973854		6973854	32.49
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	21927	21465400			21465400	100	21465400		21465400	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				67.51			2770000	19.11	14491546
(B)	Public				32.49					6973852
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100			2770000	12.9	21465398

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		14	14491546			14491546	67.51	14491546		14491546	67.51
Sub-Total (A)(1)			14	14491546			14491546	67.51	14491546		14491546	67.51
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			14	14491546			14491546	67.51	14491546		14491546	67.51
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)	Mutual Funds		5	2172664			2172664	10.12	2172664		2172664	10.12
(c)	Alternate Investment Funds		3	611644			611644	2.85	611644		611644	2.85
(e)	Foreign Portfolio Investors		2	242000			242000	1.13	242000		242000	1.13
Sub-Total (B)(1)			10	3026308			3026308	14.1	3026308		3026308	14.1
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		20635	2839311			2839311	13.23	2839311		2839311	13.23
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		6	603044			603044	2.81	603044		603044	2.81
(e)	Any Other (specify)		1262	505191			505191	2.35	505191		505191	2.35
Sub-Total (B)(3)			21903	3947546			3947546	18.39	3947546		3947546	18.39
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			21913	6973854			6973854	32.49	6973854		6973854	32.49
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			21927	21465400			21465400	100	21465400		21465400	100
Total (A+B+C )			21927	21465400			21465400	100	21465400		21465400	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				67.51			2770000	19.11	14491546
Sub-Total (A)(1)				67.51			2770000	19.11	14491546
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				67.51			2770000	19.11	14491546
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)				10.12					2172664
(c)				2.85					611644
(e)				1.13					242000
Sub-Total (B)(1)				14.1					3026308
( 3 )	Non-institutions
(a(i))				13.23					2839309
(a(ii))				2.81					603044
(e)				2.35					505191
Sub-Total (B)(3)				18.39					3947544
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				32.49					6973852
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					21465398
Total (A+B+C )				100			2770000	12.9	21465398

Individuals/Hindu undivided Family
Searial No.	1	2	3	4	5	6	7
Name of the Shareholders (I)	JASVINDER SINGH	RANBIR SINGH	GURDEEP SINGH	MANINDER SINGH	GURSARAN SINGH	MOHINDER KAUR	RACHHPALL SINGH
PAN (II)	AJKPS0269E	ABQPS0692H	ABOPS6805Q	ABOPS6803J	ABQPS0700E	AAUPK7596F	AIZPS6470M
No. of fully paid up equity shares held (IV)	3283600	2931598	2860256	2440300	1739339	531500	112400
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	3283600	2931598	2860256	2440300	1739339	531500	112400
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	15.3	13.66	13.32	11.37	8.1	2.48	0.52
Number of Voting Rights held in each class of securities (IX)
Class eg:X	3283600	2931598	2860256	2440300	1739339	531500	112400
Class eg:y
Total	3283600	2931598	2860256	2440300	1739339	531500	112400
Total as a % of Total Voting rights	15.3	13.66	13.32	11.37	8.1	2.48	0.52
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	15.3	13.66	13.32	11.37	8.1	2.48	0.52
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	1700000	575000	495000	0	0	0	0
As a % of total Shares held (b)	51.77	19.61	17.31	0	0	0	0
Number of equity shares held in dematerialized form (XIV)	3283600	2931598	2860256	2440300	1739339	531500	112400
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter	Promoter Group	Promoter Group	Promoter Group	Promoter Group

Individuals/Hindu undivided Family
Searial No.	8	9	10	11	12	13	14
Name of the Shareholders (I)	KUWIN SEEHRA	KEERAT SEEHRA	HARJINDER KAUR	JASLEEN KAUR	ASHMEET SEEHRA	LOVELEEN KAUR	MANJOT SEEHRA
PAN (II)	BDIPS8417F	DKFPS5927G	AAVPK7896D	AAVPK9968L	CTLPS6072C	AAVPK7893G	EXSPS2694D
No. of fully paid up equity shares held (IV)	212750	212500	141500	9462	7151	6950	2240
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	212750	212500	141500	9462	7151	6950	2240
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.99	0.99	0.66	0.04	0.03	0.03	0.01
Number of Voting Rights held in each class of securities (IX)
Class eg:X	212750	212500	141500	9462	7151	6950	2240
Class eg:y
Total	212750	212500	141500	9462	7151	6950	2240
Total as a % of Total Voting rights	0.99	0.99	0.66	0.04	0.03	0.03	0.01
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	0.99	0.99	0.66	0.04	0.03	0.03	0.01
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	0	0	0	0	0	0	0
As a % of total Shares held (b)	0	0	0	0	0	0	0
Number of equity shares held in dematerialized form (XIV)	212750	212500	141500	9462	7151	6950	2240
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter Group	Promoter Group	Promoter Group	Promoter Group	Promoter Group	Promoter Group	Promoter Group

Individuals/Hindu undivided Family
Searial No.
Name of the Shareholders (I)	Click here to go back
PAN (II)	Total
No. of fully paid up equity shares held (IV)	14491546
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	14491546
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	67.51
Number of Voting Rights held in each class of securities (IX)
Class eg:X	14491546
Class eg:y
Total	14491546
Total as a % of Total Voting rights	67.51
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	67.51
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	2770000
As a % of total Shares held (b)	19.11
Number of equity shares held in dematerialized form (XIV)	14491546
Reason for not providing PAN
Reason for not providing PAN
Shareholder type

Mutual Funds
Searial No.	1	2	3
Name of the Shareholders (I)	HDFC SMALL CAP FUND	SUNDARAM MUTUAL FUND	IDFC EMERGING BUSINESS FUND	Click here to go back
PAN (II)	AAATH1809A	AAATS2554B	AAETS9556K	Total
No. of fully paid up equity shares held (IV)	1184109	497486	240783	1922378
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	1184109	497486	240783	1922378
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	5.52	2.32	1.12	8.96
Number of Voting Rights held in each class of securities (IX)
Class eg: X	1184109	497486	240783	1922378
Class eg:y
Total	1184109	497486	240783	1922378
Total as a % of Total Voting rights	5.52	2.32	1.12	8.96
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	5.52	2.32	1.12	8.96
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	1184109	497486	240783	1922378
Reason for not providing PAN
Reason for not providing PAN

Alternate Investment Funds
Searial No.	1
Name of the Shareholders (I)	SUNDARAM ALTERNATE INVESTMENT FUND	Click here to go back
PAN (II)	AAQAS9168Q	Total
No. of fully paid up equity shares held (IV)	496936	496936
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	496936	496936
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.32	2.32
Number of Voting Rights held in each class of securities (IX)
Class eg: X	496936	496936
Class eg:y
Total	496936	496936
Total as a % of Total Voting rights	2.32	2.32
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.32	2.32
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	496936	496936
Reason for not providing PAN
Reason for not providing PAN

Foreign Portfolio Investors
Searial No.	1
Name of the Shareholders (I)	SAMSUNG INDIA SMALL AND MIDCAP FOCUS SECURITIES MASTER INVESTMENT TRUST	Click here to go back
PAN (II)	AAPTS4981F	Total
No. of fully paid up equity shares held (IV)	240000	240000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	240000	240000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.12	1.12
Number of Voting Rights held in each class of securities (IX)
Class eg: X	240000	240000
Class eg:y
Total	240000	240000
Total as a % of Total Voting rights	1.12	1.12
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.12	1.12
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	240000	240000
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5
Category	HUF	Bodies Corporate	Clearing Members	Non-Resident Indian (NRI)	Trusts
Category / More than 1 percentage	Category	Category	Category	Category	Category
Name of the Shareholders (I)						Click here to go back
PAN (II)						Total
No. of the Shareholders (I)	655	115	64	427	1	1262
No. of fully paid up equity shares held (IV)	118633	189414	24604	172285	255	505191
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	118633	189414	24604	172285	255	505191
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.55	0.88	0.11	0.8	0	2.34
Number of Voting Rights held in each class of securities (IX)
Class eg: X	118633	189414	24604	172285	255	505191
Class eg:y
Total	118633	189414	24604	172285	255	505191
Total as a % of Total Voting rights	0.55	0.88	0.11	0.8	0	2.34
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0.55	0.88	0.11	0.8	0	2.34
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	118633	189414	24604	172285	255	505191
Reason for not providing PAN
Reason for not providing PAN

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interestNamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence